香港持牌资产管理公司，招聘法务/合规一名,LLB,JD,LLM

wlp168UID: 3895063

香港持牌资产管理公司，招聘法务/合规一名，我们提供高于市场的待遇和良好的工作环境，工作地点坐标中环美国银行大厦，具体详见如下介绍和要求：
Prudence Investment Management (Hong Kong) Limited, founded in 2008, is a leading investment management firm in Hong Kong which is licensed to carry out Type 9 (asset management), Type 4 (advising on securities) and Type 1 (dealing in securities) regulated activities under the Securities and Futures Ordinance (SFO), RQFII authorized by China Securities Regulatory Commission. Prudence’s principals have extensive institutional investment experience in the US and Asia and is supported by a team with strong market and industry background. Funds managed by Prudence have received multiple awards and nominations, such as Long-Term Performance Award, Best Asian Fixed Income Fund and Best Greater China Hedge Fund, from leading funds research institutions.

To cope with business expansion, the following position is now opening for application:



Legal and Compliance Analyst / Associate
Location:Central, Hong Kong
Position: Permanent
Responsibilities:

Report to the Legal and Compliance Partner and provide advisory services to business units on compliance or legal related matters for those investment products;
Perform compliance checking and review on investment products;
Liaise with external legal and compliance advisors in Funds setting up and liquidation, review and revise the offering documents, PPMs and other agreements;
Liaise with SFC, other local and overseas authorities;
Assist the Legal and Compliance Partner to update procedure manuals and ensure the processes are in compliance with regulatory guidelines and internal policies;
Drafting and managing the roll out of Legal and Compliance policies, procedures and guidelines and any associated training requirements;
Handle ad-hoc project when required

Requirements:

Degree holder in LLB/JD/LLM from Hong Kong or other common law jurisdictions with legal and compliance background;
Fresh graduate with good academic record from reputable law school will also be considered;
Sensitive and react to changing regulatory requirement;
Fluency in English and Mandarin, both written and spoken;
A strong team player with excellent inter-personal and communication skills;
Prioritization and multi-tasking skills;
Prompt and systematic decision-making skills with good analytical skills.
Additional Information and Application Method:

We offer competitive remuneration package: discretionary bonus, 5-days work week, 15-20 days paid annual leave, medical benefit, complimentary lunch meals, miscellaneous allowance, on job training and a stable harmonious working environment.

For more information about the company, please refer to our website www.fangyuanfh.com.

Interested parties please send your resume in English and Chinese with expected salary and notice period to John.wang@prudenceinv.com.

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